Why RegCF?
An Easier Way to Raise Money
On 15 March 2021 the new amended regulations for RegCF and RegA+ came into effect and many FINRA Broker-dealers are adding these regulations to the line of business. On RegCF:
- Issuers can raise up to $5M USD every 12 months
- Issuers can combine doing RegCF while waiting for RegA+ approval
- Accredited Investors have no limits on investment
- No Accredited Investor verification required
- Target both Accredited and non-Accredited Investors
FINRA Requirements
- Prepare your compliance team for RegCF and RegA+ as these regulations
- Add these regulations to your line of business with FINRA
- Register in all 50 States
Getting Started
All You Need
Back-office
-
Payment
- Escrow Provider
- ACH
- Wire
- Credit Card
- Crypto to Fiat
-
Compliance
- ID
- AML
- Suitability
Invest Button
- Mobile Friendly
- Private label to Issuer and FINRA Broker-dealer
- Fully Compliant
Investment Landing Page
- Meet FINRA disclosure requirements
- Broker-dealer manages, operates the domain, URL
Why KoreConX As Your RegCF Partner
We provide a complete end to end solution for the FINRA Broker-dealer, the issuer and the investors for everyone to be fully compliant with RegCF.
RegCF End to End
Invest Button
Private label to Issuer and broker-dealer and compliant.
Compliance Management System
Integrated with ID, AML, Suitability and Payment providers for the Chief Compliance Officer
Wordpress Template
That meets FINRA disclosure requirements for the RegCF Offering
ID AML
Within the compliance management system we have integrated with a 3rd party provider to give you a report on the potential investor.
Payment Options
We integrated 3rd party payment gateways for you to offer selection to your clients. Fiserv ( credit card processing), Lending Club Bank (Escrow, ACH, Wire Transfer), Alt5Sigma (Crypto to Fiat)
Compliance Management System
This is where you manage all the incoming investor information from the invest button, and make sure they are suitable for the investment, passed ID, AML and funds have cleared and moved to Escrow. The entire process is managed in the compliance management system, (Review/Pending, Approved, Closed).
Wordpress Template
Landing page template so you can place each Issuer (company) information for investors to view. Each Issuer will have their own landing page, as this is NOT a funding platform/portal. This is called direct RegCF. Each of the Issuers will be connected to the compliance management system.
Join the all-in-one platform empowering private capital markets.
Free forever, KoreConX makes it easy for participants in private capital markets to manage their investment portfolios, raise capital, and meet global compliance standards along every step of the way.
